›› 2019, Vol. 31 ›› Issue (4): 70-82.

• 技术与创新管理 • 上一篇    下一篇

军民融合企业技术效率及其影响因素研究

王萍萍1,2, 陈波1,2   

  1. 1. 中央财经大学国防经济与管理研究院, 北京 100081;
    2. 中央财经大学全球经济与可持续发展研究中心, 北京 100081
  • 收稿日期:2018-08-08 出版日期:2019-04-28 发布日期:2019-04-26
  • 作者简介:王萍萍,中央财经大学国防经济与管理研究院博士后,中央财经大学全球经济与可持续发展研究中心研究员;陈波,中央财经大学国防经济与管理研究院教授,博士生导师,中央财经大学全球经济与可持续发展研究中心战略安全与国家动员能力建设专项首席专家。
  • 基金资助:

    第63批中国博士后科学基金面上项目(2018M631708);中央财经大学全球经济与可持续发展研究中心项目(2018)。

Study on Technical Efficiency and Its Antecedents of Civilian-Military Integrated Firms

Wang Pingping1,2, Chen Bo1,2   

  1. 1. Institute of Defense Economics and Management, Central University of Financeand Economics, Beijing 100081;
    2. Center for Global Economics and Sustainable Development, Central University of Finance and Economics, Beijing 100081
  • Received:2018-08-08 Online:2019-04-28 Published:2019-04-26

摘要:

军民融合企业作为军民融合战略实施的关键主体,对其技术效率及影响因素的分析具有重要的现实意义。本文从古典经济学理论切入,分析了军民融合企业的本质、特征,提出了影响军民融合企业技术效率的因素,构建了包含技术无效率项的随机前沿模型。以66家军民融合企业2008-2016年的面板数据为样本的分析结果表明,高管团队异质性和股权集中度对军民融合企业技术效率影响均表现为倒U型;创新投入对企业技术效率的提升有显著的促进作用;国有股占比对军民融合企业的影响不显著。从技术效率测算结果来看,样本期内军民融合企业的技术效率普遍偏低,但是随着时间推移有所提升;不同企业在技术效率水平和技术效率变动两个维度的表现差异显著,且大多数企业同时面临技术效率水平低下和技术效率增长缓慢的双重挑战。

关键词: 军民融合企业, 技术效率, 随机前沿分析

Abstract:

Defense firms are the main actors in the implementation of civilian-military integration strategy. Thus, the estimation and analysis on civilian-military integrated firms' technical efficiency is vital. Based on classical economic theory, this study explains the emergence of civilian-military integrated firms and their attributes, proposes explanatory factors of technical efficiency, and constructs a stochastic frontier model which includes technical inefficiency. Estimation based on 66 firms over the period of 2008~2016 indicates that functional diversity of top management team and equity concentration have an inverted U-shaped effect on technical efficiency respectively, innovation input has significantly positive effect on technical efficiency, and the proportion of state-owned shares has no significant effect on technical efficiency. Furthermore, the technical efficiency is low for most of the 66 firms but improves slowly during the observation period, and firms vary a lot at the value as well as the growth rate of technical efficiency.

Key words: civilian-military integrated firms, technical efficiency, stochastic frontier analysis