›› 2020, Vol. 32 ›› Issue (5): 269-279.

• 物流与供应链管理 • 上一篇    下一篇

碳交易视角下政府管制的汽车制造企业闭环供应链优化决策

李新军1, 陈美娜1, 达庆利2   

  1. 1. 烟台大学经济管理学院, 烟台 264005;
    2. 东南大学经济管理学院, 南京 210096
  • 收稿日期:2017-07-07 出版日期:2020-05-28 发布日期:2020-06-03
  • 作者简介:李新军(通讯作者),烟台大学经济管理学院教授,博士;陈美娜,烟台大学经济管理学院硕士研究生;达庆利,东南大学经济管理学院教授,博士生导师。
  • 基金资助:

    教育部人文社会科学基金规划项目(17YJA630046);国家社会科学基金青年项目(12CGL042);国家自然科学基金面上项目(71672019)。

Optimization Decision of Government-driving Closed-loop Supply Chain for Automobile Manufacturers from the Perspective of Carbon Trading

Li Xinjun1, Chen Meina1, Da Qingli2   

  1. 1. School of Economics and Management, Yantai University, Yantai 264005;
    2. School of Economics and Management, Southeast University, Nanjing 210096
  • Received:2017-07-07 Online:2020-05-28 Published:2020-06-03

摘要:

经济增长与环境恶化之间的平衡受到我国政府的高度重视,消费者也提高了环保意识。鉴于市场失灵的存在,汽车制造企业难以自发地组织低碳供应链管理,研究环保型政府监管下汽车制造企业实施低碳供应链管理的决策问题,建立以政府为第一领导者、汽车制造企业为第二领导者、汽车回收商为跟随者的Stackelberg博弈模型,探究政府激励汽车制造企业碳减排、制造企业激励回收商努力回收的契约机制,通过数值算例验证影响补贴因子的相关因素并分析环保型政府的效用。研究结果表明:汽车制造企业的最优激励有效提高废旧汽车零部件的回收率;环境损害因子影响政府对不同碳排放量汽车制造企业的激励措施;政府不同政策之间的相互影响程度越强,消费者行为对政府最优补贴率的影响就越大,汽车制造企业碳减排成本系数对政府最优补贴率的影响也越小;政府碳政策及消费者低碳偏好之间的相互协调、动态平衡程度影响政府的最优补贴决策和最大效用。

关键词: 碳交易视角, 闭环供应链, 政府碳政策, 消费者低碳偏好

Abstract:

The balance between economic growth and environmental degradation has attracted more and more attention of our government. Consumers concern cars’ environmental performance. Due to market failure, it is unlikely for carmakers to manage low-carbon supply chains voluntarily. Therefore, we try to work out a decision-making model where the automobile manufacturers implement low-carbon supply chain management under the supervision of an environmental-friendly government. For this purpose, the Stackelberg game model is established with the government as the first leader, manufacturers as the second leader and recyclers as followers. Through this two-stage game model, we explore a contract-based mechanism, under which the government incentivizes carmakers to lower carbon emissions and carmakers incentivize recyclers. The factors are verified by numerical calculation of the subsidy and the utility of the environment-friendly government. The results show that: the optimal incentive of the automobile manufacturer can effectively improve the recovery rate of used car-components; the size of the environmental damage factor directly affects the government’s incentive to different types of carbon emissions; the more interactive government policies are to each other, the greater impact consumer behavior will have on the government’s optimal subsidy rate and the smaller impact carmakers’ carbon cost reduction coefficient will have on the government’s optimal subsidy rate; the coordination of government’s many carbon policies and low carbon preferences of consumers, the degree of dynamic balance will directly affect the government’s optimal subsidy decision and the government’s maximum effectiveness.

Key words: carbon trading perspective, closed-loop supply chain, government carbon policy, consumer low-carbon preferences