数字化、校企耦合协调度与合作创新效率——基于我国“双一流”建设高校的面板数据

摘要/Abstract

摘要： 本文讨论了数字化对于校企合作创新效率的影响机制。基于2011-2017年我国各省份数字化与"双一流"建设高校合作创新效率的匹配数据,本文采用多维度计量回归模型对其进行检验。结果显示:数字化显著促进了校企合作创新效率的提升。数字化能够通过优化校企耦合协调度提升其合作创新效率。异质性分析结果显示,相对于西部地区,东部地区数字化对于校企合作创新效率具有正向作用;相对于高研发人员规模高校而言,数字化对低研发人员规模高校的校企合作创新效率提升作用更强。研究结果为探索校企合作创新效率提升驱动路径提供了有益参考,也为政府部门积极谋划数字化发展战略布局提供了有益的借鉴。

关键词: 数字化, 校企耦合协调度, 校企合作创新效率, Lasso选元

Abstract: This study investigates the impact of digitalization on collaboration innovation efficiency between universities and firms. Using the matched data on provincal digitalization levels in China and the collaboration innovation efficiency of "Double First-class" universities from 2011 to 2017, we employ multi-dimensional econometric regression models to test our hypotheses. The results demonstrate that digitalization significantly improves the collaboration innovation efficiency between universities and firms. Digitalization can enhance the collaboration innovation efficiency by optimizing university-firm coupling coordination levels. Heterogeneity analysis indicates that, digitalization has a positive effect on the collaboration innovation efficiency between universities and firms in the eastern region in comparison with the western region. Digitalization plays a bigger role in enhancing the collaboration innovation efficiency for universities with weaker R&D capabilities than it does for those with stronger R&D capabilities. The research findings offer valuable insights for exploring effective strategies to enhance the collaboration innovation efficiency between universities and firms. These results also serve as a useful reference for government agencies to actively plan the strategic layout of digital development initiatives.

Key words: digitalization, university-firm coupling coordination, university-firm collaboration innovation efficiency, Lasso method

李保祥, 马永红, 杨晓萌, 孔令凯. 数字化、校企耦合协调度与合作创新效率——基于我国“双一流”建设高校的面板数据[J]. 管理评论, 2026, 38(5): 105-116.

Li Baoxiang, Ma Yonghong, Yang Xiaomeng, Kong Lingkai. Digitalization,University-Firm Coupling Coordination and Collaboration Innovation Efficiency-Evidence from Panel Data of “Double First-class” Universities in China[J]. Management Review, 2026, 38(5): 105-116.

参考文献

[1] Guerrero M., Urbano D., Fayolle A., et al. Entrepreneurial Universities:Emerging Models in the New Social and Economic Landscape[J]. Small Business Economics, 2016,47(3):551-563
[2] 阮鸿鹏,池仁勇,冯远静.数字信息平台赋能企业合作创新路径研究[J].科研管理, 2024,45(9):74-84 Ruan H. P., Chi R. Y., Feng Y. J. Research on the Cooperative Innovation Path of Enterprises Empowered by Digital Information Platform[J]. Science Research Management, 2024,45(9):74-84
[3] 杨鹏,尹志锋,孙宝文,等.数字技术应用与企业合作创新[J].经济管理, 2025,47(1):108-127 Yang P., Yin Z. F., Sun B. W., et al. Application of Digital Technology and Corporate Collaborative Innovation[J]. Business and Management Journal, 2025,47(1):108-127
[4] Wang Z., He Q., Xia S., et al. Capacities of Business Incubator and Regional Innovation Performance[J]. Technological Forecasting and Social Change, 2020,158:120125
[5] 王慧扬,刘建华,赵玉冰.关键核心技术产学研合作创新网络演化特征及多维邻近性机理——以AI芯片为例[J/OL].科技进步与对策, 2025:1-12. https://kns.cnki.net/KCMS/detail/detail.aspx?filename=KJJB20250305002&dbname=CJFD&dbcode=CJFQ Wang H. Y., Liu J. H., Zhao Y. B. Evolutionary Characteristics and Multidimensional Proximity Mechanisms of Industry-University-Research Collaborative Innovation Networks for Key Technologies:A Case Study of AI Chips[J/OL]. Science&Technology Progress and Policy, 2025:1-12. https://kns.cnki.net/KCMS/detail/detail.aspx?filename=KJJB20250305002&dbname=CJFD&dbcode=CJFQ
[6] 苏树联,邵宜航,刘雅南.校企空间邻近对合作创新的影响效应研究[J].科学学研究, 2024,42(3):637-648 Su S. L., Shao Y. H., Liu Y. N. The Impact of Geographic Proximity on University-Industry Collaborative Innovation[J]. Studies in Science of Science, 2024,42(3):637-648
[7] 李常洪,王海艳,郭嘉琦.区块链应用能否促进产学研合作——来自中国制造业上市公司的经验证据[J].科技进步与对策, 2025,42(10):38-47 Li C. H., Wang H. Y., Guo J. Q. Do Blockchain Applications Promote Industry-University-Research Cooperation?Evidence from Listed Manufacturing Companies in China[J]. Science&Technology Progress and Policy, 2025,42(10):38-47
[8] 余文涛,杜博涵,王雅云.数字经济政策对产学研协同创新的影响研究[J].软科学, 2024,38(1):83-91 Yu W. T., Du B. H., Wang Y. Y. The Impact of Digital Economy Policy on Industry-University-Research Synergy Innovation[J]. Soft Science, 2024,38(1):83-91
[9] 江唐洋,于洋,聂军.数字化转型会促进企业产学研合作创新吗?[J].中南财经政法大学学报, 2024,(2):29-39 Jiang T. Y., Yu Y., Nie J. Does Digital Transformation Promote Corporate Industry-University-Research Cooperation Innovation?[J]. Journal of Zhongnan University of Economics and Law, 2024,(2):29-39
[10] 尚路,李东红,韩思齐,等.产学研合作如何激发数字原生企业发展新质生产力——知识编排视角下的探索性单案例研究[J].中国工业经济, 2025,(1):174-192 Shang L., Li D. H., Han S. Q., et al. How does Industry-University-Research Cooperation Drive the Development of New Quality Productive Forces in Digital-Native Enterprises:An Exploratory Single-case Study from a Knowledge Orchestration Perspective[J]. China Industrial Economics, 2025,(1):174-192
[11] 刘斐然,李世杰.产学研合作、内部研发与企业突破性创新——基于知识基础理论视角[J].管理评论, 2025,37(3):101-110 Liu F. R., Li S. J. Industry-University-Research Cooperation, Internal R&D and Enterprise Breakthrough Innovation:From the Perspective of Knowledge-based Theory[J]. Management Review, 2025,37(3):101-110
[12] 乔为国,詹文杰.中国产学研三大部门技术创新经费投入产出效率评估研究[J].科技进步与对策, 2022,39(22):113-121 Qiao W. G., Zhan W. J. The Input-Output Efficiency Evaluation of Technological Innovation Funds in the Universities, Scientific Research Institutions and Enterprises in China[J]. Science&Technology Progress and Policy, 2022,39(22):113-121
[13] 张曼,菅利荣.高技术产业产学研协同创新效率研究——基于行业的动态分析[J].当代经济管理, 2021,43(3):25-33 Zhang M., Jian L. R. Research on the Efficiency of Collaborative Innovation of Industry-University-Research (IUR) in High-tech Industry-Dynamic Analysis Based on Different Industries[J]. Contemporary Economic Management, 2021,43(3):25-33
[14] 庄涛,吴洪,胡春.高技术产业产学研合作创新效率及其影响因素研究——基于三螺旋视角[J].财贸研究, 2015,26(1):55-60 Zhuang T., Wu H., Hu C. Innovation Efficiency and Impact Factors of High-tech Industries'University-Industry Collaboration:Perspective of Triple Helix[J]. Finance and Trade Research, 2015,26(1):55-60
[15] 肖丁丁,朱桂龙.产学研合作创新效率及其影响因素的实证研究[J].科研管理, 2013,34(1):11-18 Xiao D. D., Zhu G. L. The Innovation Efficiency of Industry-University-Research Institution Collaboration and Its Influence Factors[J]. Science Research Management, 2013,34(1):11-18
[16] 肖振红,范君荻,李炎.产学研协同发展、知识积累与技术创新效率——基于动态面板门限机理实证分析[J].系统管理学报, 2021,30(1):142-149 Xiao Z. H., Fan J. D., Li Y. Industry-University-Research Collaborative Innovation,Knowledge Accumulation,and Technology Innovation Efficiency:An Empirical Analysis Based on Dynamic Panel Threshold Mechanism[J]. Journal of Systems&Management, 2021,30(1):142-149
[17] 王锋正,刘向龙,张蕾,等.数字化促进了资源型企业绿色技术创新吗?[J].科学学研究, 2022,40(2):332-344 Wang F. Z., Liu X. L., Zhang L., et al. Does Digitalization Promote Green Technology Innovation of Resource-based Enterprises?[J]. Studies in Science of Science, 2022,40(2):332-344
[18] Arthur W. B. The Structure of Invention[J]. Research Policy, 2007,36(2):274-287
[19] Glavas C., Mathews S. How International Entrepreneurship Characteristics Influence Internet Capabilities for the International Business Processes of the Firm[J]. International Business Review, 2014,23(1):228-245
[20] Forman C., van Zeebroeck N. Digital Technology Adoption and Knowledge Flows within Firms:Can the Internet Overcome Geographic and Technological Distance?[J]. Research Policy, 2019,48(8):103697
[21] Li X., Li X. The Impact of Different Internet Application Contexts on Knowledge Transfer between Enterprises[J]. Systems, 2021,9(4):87
[22] 王金杰,郭树龙,张龙鹏.互联网对企业创新绩效的影响及其机制研究——基于开放式创新的解释[J].南开经济研究, 2018,(6):170-190 Wang J. J., Guo S. L., Zhang L. P. The Impact of the Internet on the Performance and Mechanism of the Enterprise Innovation:An Explanation Based on Open Innovation[J]. Nankai Economic Studies, 2018,(6):170-190
[23] Lechman E., Marszk A. ICT Technologies and Financial Innovations:The Case of Exchange Traded Funds in Brazil, Japan, Mexico, South Korea and the United States[J]. Technological Forecasting and Social Change, 2015,99:355-376
[24] Becerra M., Lunnan R., Huemer L. Trustworthiness, Risk, and the Transfer of Tacit and Explicit Knowledge between Alliance Partners[J]. Journal of Management Studies, 2008,45(4):691-713
[25] 汪芳,石鑫.互联网、行业竞争程度与创新效率[J].科研管理, 2022,43(9):119-126 Wang F., Shi X. The Relationship among the Internet, Industry Competition Intensity and Innovation Efficiency[J]. Science Research Management, 2022,43(9):119-126
[26] Armstrong M. Competition in Two-sided Markets[J]. The RAND Journal of Economics, 2006,37(3):668-691
[27] Michael L., Carl S. Network Externalities, Competition and Compatibility[J]. American Economic Review, 1985,75(3):424-440
[28] 赵涛,张智,梁上坤.数字经济、创业活跃度与高质量发展——来自中国城市的经验证据[J].管理世界, 2020,36(10):65-76 Zhao T., Zhang Z., Liang S. K. Digital Economy, Entrepreneurship, and High-quality Economic Development:Empirical Evidence from Urban China[J]. Journal of Management World, 2020,36(10):65-76
[29] Roller L. H., Waverman L. Telecommunications Infrastructure and Economic Development:A Simultaneous Approach[J]. American Economic Review, 2001,91(4):909-923
[30] 盛彦文,马延吉.区域产学研创新系统耦合协调度评价及影响因素[J].经济地理, 2017,37(11):10-18 Sheng Y. W., Ma Y. J. Coupling Coordinative Analysis and Influencing Factors of Regional Industry-University-Research Institute Innovation System[J]. Economic Geography, 2017,37(11):10-18
[31] Bereznoy A., Meissner D., Scuotto V. The Intertwining of Knowledge Sharing and Creation in the Digital Platform Based Ecosystem. A Conceptual Study on the Lens of the Open Innovation Approach[J]. Journal of Knowledge Management, 2021,25(8):2022-2042
[32] 金珺,陈赞,李诗婧.数字化开放式创新对企业创新绩效的影响研究——以知识场活性为中介[J].研究与发展管理, 2020,32(6):39-49 Jin J., Chen Z., Li S. J. Influence of Digital Open Innovation on Innovation Performance-Taking Knowledge Field Activity as the Mediator[J]. R&D Management, 2020,32(6):39-49
[33] 戚聿东,肖旭.数字经济时代的企业管理变革[J].管理世界, 2020,36(6):135-152 Qi Y. D., Xiao X. Transformation of Enterprise Management in the Era of Digital Economy[J]. Journal of Management World, 2020,36(6):135-152
[34] 张兴祥,钟威,洪永淼.国民幸福感的指标体系构建与影响因素分析:基于LASSO的筛选方法[J].统计研究, 2018,35(11):3-13 Zhang X. X., Zhong W., Hong Y. M. Analysis of Influential Factors of Civil Happiness in China:Based on LASSO Screening Method[J]. Statistical Research, 2018,35(11):3-13
[35] 傅晓霞,吴利学.前沿分析方法在中国经济增长核算中的适用性[J].世界经济, 2007,30(7):56-66 Fu X. X., Wu L. X. The Applicability of Frontier Analysis Methods in China's Economic Growth Accounting[J]. The Journal of World Economy, 2007,30(7):56-66
[36] 项国鹏,张旭.基于SFA的企业产融结合效率及影响因素的实证研究[J].科学学与科学技术管理, 2013,34(9):149-158 Xiang G. P., Zhang X. Technical Efficiency and Influencing Factors of Financial-Industrial Companies Based on Stochastic Frontier Approach:Empirical Study on Listed Manufacturing Companies during 2005-2011[J]. Science of Science and Management of S.&T., 2013,34(9):149-158
[37] 张秀峰,陈光华,杨国梁.基于DEA模型的产学研合作研发效率研究——以不同所有制企业主导的产学研合作研发项目为例[J].研究与发展管理, 2016,28(5):82-90 Zhang X. F., Chen G. H., Yang G. L. Research on the R&D Efficiency of Industry-University-Research Collaboration Based on DEA Model-An Empirical Study of Industry-University-Research Collaboration Projects Led by Enterprises with Different Ownerships[J]. R&D Management, 2016,28(5):82-90
[38] 白俊红,江可申,李婧.应用随机前沿模型评测中国区域研发创新效率[J].管理世界, 2009,(10):51-61 Bai J. H., Jiang K. S., Li J. Applying the Stochastic Frontier Model to Evaluate China's Regional R&D Innovation Efficiency[J]. Journal of Management World, 2009,(10):51-61
[39] Ma Y., Li B. Effect of Digitalization on Knowledge Transfer from Universities to Enterprises:Evidence from Postdoctoral Workstation of Chinese Enterprises[J]. Technology in Society, 2022,71:102102
[40] 肖振红,范君荻.区域R&D投入、产学研耦合协调度与科技绩效[J].系统管理学报, 2020,29(5):847-856 Xiao Z. H., Fan J. D. Regional R&D Investment,Industry-University-Research Coupling Coordination and Scientific and Technological Performance[J]. Journal of Systems&Management, 2020,29(5):847-856
[41] 王小鲁,樊纲,胡李鹏.中国分省份市场化指数报告(2018)[M].北京:社会科学文献出版社, 2018 Wang X. L., Fan G., Hu L. P. China's Provincial Marketization Index Report (2018)[M]. Beijing:Social Sciences Academic Press (China), 2018
[42] 刘军,徐康宁.产业聚集、工业化水平与区域差异——基于中国省级面板数据的实证研究[J].财经科学, 2010,(10):65-72 Liu J., Xu K. N. Industrial Agglomeration, Industrialization Level and Regional Disparity:An Empirical Study Based on Provincial Panel Data in China[J]. Finance&Economics, 2010,(10):65-72