冗余资源对绿色创新模式选择的影响:环境规制的整合视角

摘要/Abstract

摘要： 冗余资源为企业绿色创新带来积极影响的同时也会产生消极作用，但鲜有研究同时聚焦于二者。本文分析了不同类型的冗余资源对绿色创新模式选择的双重影响机制，并从命令控制型和市场激励型规制两个层次，进一步论证了环境规制对于冗余资源和绿色创新之间关系的调节作用。来自中国制造企业调查数据的实证检验发现：（1）已吸收冗余资源对于两种绿色创新都具有消极影响，而未吸收冗余资源对于企业绿色协同式创新具有积极作用，但对于绿色平衡式创新具有消极作用。（2）过于严苛的命令型环境规制会强化冗余资源与绿色创新的负相关关系；相反，市场激励型环境规制会逆转未吸收冗余资源对于绿色平衡式创新的负向影响。（3）市场激励型环境规制也会明显弱化已吸收冗余资源对于绿色协同式创新的负向影响，在高市场激励型规制下，虽然正向效应不明显，但是已经大大削弱了消极负面的影响。（4）两类环境规制在未吸收冗余资源和绿色协同式创新之间的正向关系中都具有强化的调节效应。

关键词: 冗余资源, 绿色平衡式创新, 绿色协同式创新, 环境规制

Abstract: Slack resources have both positive and negative effects on green innovation, but few studies focus on both of them. This paper first analyzes the mechanism of how different types of resources exert dual influence on green innovation ambidexterity, and further demonstrates the moderating effect of environmental regulation on the relationship between slack resources and green innovation ambidexterity at the two levels of command-and-control regulation and market incentive regulation. And then this paper performs an empirical test with the survey data from Chinese manufacturing enterprises. The main findings are as follows:(1) The absorbed slack has a negative effect on green innovation ambidexterity, while unabsorbed slack has a positive effect on green collaborative innovation, but has a negative impact on green balanced innovation. (2) Strict command-based environmental regulations will intensify the negative impact of slack resources on green innovation ambidexterity, while market-based incentive environmental regulation will reverse the negative relationship between unabsorbed slack and green balance innovation. (3) Although absorbed slack will not have a positive effect on green collaborative innovation with the context of high market-based incentive environmental regulation, market-based incentive environmental regulation will significantly weaken the negative relationship between the absorbed slack and green collaborative innovation. (4) Both of the two types of environmental regulations have positive moderating effect between unabsorbed slack and green collaborative innovation. The stronger the environmental regulations become, the stronger the positive relationship between unabsorbed slack and green collaborative innovation becomes.

Key words: slack resources, green balanced innovation, green collaborative innovation, environmental regulations

曹翠珍, 冯娇龙. 冗余资源对绿色创新模式选择的影响:环境规制的整合视角[J]. 管理评论, 2022, 34(5): 124-135.

Cao Cuizhen, Feng Jiaolong. The Influence of Slack Resources on the Choice of Green Innovation Mode: An Integrated View of Environmental Regulations[J]. Management Review, 2022, 34(5): 124-135.

参考文献

[1] Liu X., Schwaag Serger S., Tagscherer U., et al. Beyond Catch-up——Can a New Innovation Policy Help China Overcome the Middle Income Trap?[J]. Science and Public Policy, 2017,44(5):656-669
[2] 吴武林,周小亮. 中国包容性绿色增长绩效评价体系的构建及应用[J]. 中国管理科学, 2019,27(9):183-194
[3] Cainelli G., De Marchi V., Grandinetti R. Does the Development of Environmental Innovation Require Different Resources? Evidence from Spanish Manufacturing Firms[J]. Journal of Cleaner Production, 2015,94(5):211-220
[4] Porter M. E., Vander Linde C. Toward a New Conception of the Environment-competitiveness Relationship[J]. Journal of Economic Perspectives, 1995,9(4):97-118
[5] Horbach J. Determinants of Environmental Innovation——New Evidence from German panel Data Sources[J]. Research Policy, 2008,37(1):163-173
[6] 余伟,陈强,陈华. 不同环境政策工具对技术创新的影响分析——基于2004-2011年我国省级面板数据的实证研究[J]. 管理评论, 2016,28(1):53-61
[7] 于鹏,李鑫,张剑,等. 环境规制对技术创新的影响及其区域异质性研究——基于中国省级面板数据的实证分析[J]. 管理评论, 2020,32(5):89-97
[8] Albrizio S., Kozluk T., Zipperer V. Environmental Policies and Productivity Growth:Evidence across Industries and Firms[J]. Journal of Environmental Economics & Management, 2017,81(1):209-226
[9] 刘和旺,刘博涛,郑世林. 环境规制与产业转型升级:基于"十一五"减排政策的DID检验[J]. 中国软科学, 2019,(5):40-52
[10] Qiu L., Hu D., Wang Y. How do Firms Achieve Sustainability through Green Innovation under External Pressures of Environmental Regulation and Market Turbulence?[J]. Business Strategy and the Environment, 2020,29(6):2695-2714
[11] Jennings P. D., Zandbergen P. A. Ecologically Sustainable Organizations:An Institutional Approach[J]. Academy of Management Review, 1995,20(4):1015-1052
[12] 马媛,侯贵生,尹华. 企业绿色创新驱动因素研究——基于资源型企业的实证[J]. 科学学与科学技术管理, 2016,37(4):98-105
[13] Hart S. L. A Natural Resource-based View of the Firm[J]. Academy of Management Review, 1995,20(4):986-1014
[14] Leal-Millán A., Roldán J. L., Leal-Rodríguez A. L., et al. IT and Relationship Learning in Networks as Drivers of Green Innovation and Customer Capital:Evidence from the Automobile Sector[J]. Journal of Knowledge Management, 2016,20(3):444-464
[15] Dowell G. W. S., Muthulingam S. Will Firms Go Green If It Pays? The Impact of Disruption,Cost,and External Factors on the Adoption of Environmental Initiatives[J]. Strategic Management Journal, 2017,38(6):1287-1304
[16] Dell'Era C., Altuna N., Magistretti S., et al. Discovering Quiescent Meanings in Technologies:Exploring the Design Management Practices that Support the Development of Technology Epiphanies[J]. Technology Analysis & Strategic Management, 2017,29(2):149-166
[17] Benner M. J., Tushman M. L. Exploitation, Exploration, and Process Management:The Productivity Dilemma Revisited[J]. The Academy of Management Review, 2003,28(2):238-256
[18] Kim N., Atuahene-Gima K. Using Exploratory and Exploitative Market Learning for New Product Development[J]. Journal of Product Innovation Management, 2010,27(4):519-536
[19] Nohria N., Gulati R. Is Slack Good or Bad for Innovation?[J]. Academy of Management Journal, 1996,39(5):1245-1264
[20] Liu H., Ding X., Guo H., et al. How does Slack Affect Product Innovation in High-tech Chinese Firms:The Contingent Value of Entrepreneurial Orientation[J]. Asia Pacific Journal of Management, 2014,31(1):47-68
[21] 邹增明,刘明霞,邹思明. 冗余资源、CEO产出型职能经验对企业二元创新的影响[J]. 管理学报, 2019,16(8):1179-1187
[22] Schiederig T., Tietze F., Herstatt C. Green Innovation in Technology and Innovation Management——An Exploratory Literature Review[J]. R&D Management, 2012,42(2):180-192
[23] March J. G. Exploration and Exploitation in Organizational Learning[J]. Organization Science, 1991,2(1):71-87
[24] Li Y., Vanhaverbeke W., Schoenmakers W. Exploration and Exploitation in Innovation:Reframing the Interpretation[J]. Creativity and Innovation Management, 2008,17(2):107-126
[25] Cao Q., Gedajlovic E., Zhang H. Unpacking Organizational Ambidexterity:Dimensions, Contingencies, and Synergistic Effects[J]. Organization Science, 2009,20(4):781-796
[26] Auh S., Menguc B. Balancing Exploration and Exploitation:The Moderating Role of Competitive Intensity[J]. Journal of Business Research, 2005,58(12):1652-1661
[27] Gupta A. K., Smith K. G., Shalley C. E. The Interplay between Exploration and Exploitation[J]. Academy of Management Journal, 2006,49(4):693-706
[28] 李宁娟,高山行,舒成利. 环境扫描对双元创新非线性影响机理的探讨:战略柔性的调节作用[J]. 管理评论, 2018,30(4):45-58
[29] Bourgeois III L. J. On the Measurement of Organizational Slack[J]. Academy of Management Review, 1981,6(1):29-39
[30] Tan J., Peng M. W. Organizational Slack and Firm Performance during Economic Transitions:Two Studies from an Emerging Economy[J]. Strategic Management Journal, 2003,24(13):1249-1263
[31] Nohria N., Gulati R. Is Slack Good or Bad for Innovation?[J]. Academy of Management Journal, 1996,39(5):1245-1264
[32] 于飞,刘明霞,王凌峰,等. 知识耦合对制造企业绿色创新的影响机理——冗余资源的调节作用[J]. 南开管理评论, 2019,22(3):54-65
[33] 陈爽英,杨晨秀,井润田. 已吸收冗余、政治关系强度与研发投资[J]. 科研管理, 2017,38(4):46-53
[34] Kortmann S. The Mediating Role of Strategic Orientations on the Relationship between Ambidexterity-oriented Decisions and Innovative Ambidexterity[J]. Journal of Product Innovation Management, 2015,32(5):666-684
[35] Greve H. R. A Behavioral Theory of R&D Expenditures and Innovations:Evidence from Shipbuilding[J]. Academy of Management Journal, 2003,46(6):685-702
[36] 陈建勋,王涛,翟春晓. TMT社会网络结构对双元创新的影响——兼论结构刚性的生成与化解[J]. 中国工业经济, 2016,(12):140-156
[37] De Falco S. E., Renzi A. The Role of Sunk Cost and Slack Resources in Innovation:A Conceptual Reading in an Entrepreneurial Perspective[J]. Entrepreneurship Research Journal, 2015,5(3):167-179
[38] Tabesh P., Vera D., Keller R. T. Unabsorbed Slack Resource Deployment and Exploratory and Exploitative Innovation:How Much does CEO Expertise Matter?[J]. Journal of Business Research, 2019,94(1):65-80
[39] Chen W. R., Miller K. D. Situational and Institutional Determinants of Firms' R&D Search Intensity[J]. Strategic Management Journal, 2007,28(4):369-381
[40] Vagnani G. Exploration and Long-run Organizational Performance:The Moderating Role of Technological Interdependence[J]. Journal of Management, 2015,41(6):1651-1676
[41] 彭海珍,任荣明. 环境政策工具与企业竞争优势[J]. 中国工业经济, 2003,(7):75-82
[42] 张华,魏晓平. 绿色悖论抑或倒逼减排——环境规制对碳排放影响的双重效应[J]. 中国人口·资源与环境, 2014,24(9):21-29
[43] 范丹,孙晓婷. 环境规制,绿色技术创新与绿色经济增长[J]. 中国人口·资源与环境, 2020, 30(6):105-115
[44] Wang Z., Feng C. The Impact and Economic Cost of Environmental Regulation on Energy Utilization in China[J]. Applied Economics, 2014,46(27):3362-3376
[45] 李玲,陶锋. 中国制造业最优环境规制强度的选择——基于绿色全要素生产率的视角[J]. 中国工业经济, 2012,(5):70-82
[46] Cheng Z., Li L., Liu J. The Emissions Reduction Effect and Technical Progress Effect of Environmental Regulation Policy Tools[J]. Journal of Cleaner Production, 2017,149(4):191-205
[47] Wang C., Nie P., Peng D., et al. Green Insurance Subsidy for Promoting Clean Production Innovation[J]. Journal of Cleaner Production, 2017,148(4):111-117
[48] Wu H., Hu S. The Impact of Synergy Effect between Government Subsidies and Slack Resources on Green Technology Innovation[J]. Journal of Cleaner Production, 2020,274(11):1-12
[49] Requate T. Dynamic Incentives by Environmental Policy Instruments——A Survey[J]. Ecological Economics, 2005,54(2-3):175-195
[50] Liao Z. Environmental Policy Instruments, Environmental Innovation and the Reputation of Enterprises[J]. Journal of Cleaner Production, 2018,171(2):1111-1117
[51] Podsakoff P. M., MacKenzie S. B., Lee J. Y., et al. Common Method Biases in Behavioral Research:A Critical Review of the Literature andRecommended Remedies[J]. Journal of Applied Psychology, 2003,88(5):879-903
[52] Podsakoff P., Organ D. Self Reports in Organizational Leader Reward and Punishment Behavior and Research:Problems and Prospects[J]. Journal of Management, 1986,12(4):531-544
[53] Lanoie P., Laurent-Lucchetti J., Johnstone N., et al. Environmental Policy, Innovation and Performance:New Insights on the Porter Hypothesis[J]. Journal of Economics & Management Strategy, 2011,20(3):803-842
[54] He Z. L., Wong P. K. Exploration vs. Exploitation:An Empirical Test of the Ambidexterity Hypothesis[J]. Organization Science, 2004,15(4):481-494
[55] Zhou L., Cao C. The Hybrid Drive Effects of Green Innovation in Chinese Coal Enterprises:An Empirical Study[J]. Kybernetes, 2019,49(2):362-383
[56] Lubatkin M. H., Simsek Z., Ling Y., et al. Ambidexterity and Performance in Small-to Medium-sized Firms:The Pivotal Role of Top Management Team Behavioral Integration[J]. Journal of Management, 2006,32(5):646-672
[57] 王凤彬,陈建勋,杨阳. 探索式与利用式技术创新及其平衡的效应分析[J]. 管理世界, 2012,(3):96-112
[58] Fornell C., Larcker D. F. Evaluating Structural Equation Models with Unobservable Variables and Measurement Error[J]. Journal of Marketing Research, 1981,18(1):39-50