碳达峰目标下我国省域碳配额的竞争性分组配置方法研究

管理评论 ›› 2023, Vol. 35 ›› Issue (11): 36-44.

碳达峰目标下我国省域碳配额的竞争性分组配置方法研究

王洁方¹, 魏佳丽¹, 郭清娥², 胡沛枫¹

1. 华北水利水电大学管理与经济学院, 郑州 450046;
2. 西安工业大学经济管理学院, 西安 710021

收稿日期:2021-08-02 出版日期:2023-11-28 发布日期:2023-12-27
作者简介:王洁方,华北水利水电大学管理与经济学院教授,博士;魏佳丽,华北水利水电大学管理与经济学院硕士研究生;郭清娥,西安工业大学经济管理学院副教授,博士;胡沛枫,华北水利水电大学管理与经济学院副教授,博士。
基金资助:
国家社会科学基金一般项目（22BJY134）；河南省重点研发与推广专项（软科学）（222400410162）。

Study on Competitive Grouping Allocation of China's Provincial Carbon Quota under the Goal of Carbon Peak

Wang Jiefang¹, Wei Jiali¹, Guo Qinge², Hu Peifeng¹

1. School of Management and Economics, North China University of Water Resources and Electric Power, Zhengzhou 450046;
2. School of Economics and Management, Xi'an Technological University, Xi'an 710021

Received:2021-08-02 Online:2023-11-28 Published:2023-12-27

摘要/Abstract

摘要： “碳达峰”和“碳中和”战略的提出，标志着中国碳减排行动计划从强度目标向总量目标跃迁。在刻画2021—2030年碳达峰曲线并估算碳配额控制总量的基础上，提出碳达峰目标下我国省域碳配额的竞争性分组配置方法。该方法通过模拟碳配额管理机构设定柔性标准，各地区对碳配额进行“自身利益最大化”的竞争而实现分组配置，从而协调了分配准则偏好显著差异问题。与统一标准相比，竞争性分组配置方法更符合我国省域社会经济发展模式多样化和发展水平梯度化的实际状况。对我国30个省域的碳配额分配方案进行了实证分析，为碳达峰目标的量化管理、省域责任分解和“共同而有差别”的碳排放分区管控提供参考。

关键词: 碳达峰, 碳配额, 竞争性分组配置

Abstract: The proposal of "carbon emissions peak" and "carbon neutralization" strategies indicates that China's carbon emission reduction initiative has upgraded from intensity-oriented control to volume-oriented control. Based on the description of the carbon emissions peaking curve and the estimation of the total carbon allowance from 2021 to 2030, a competitive grouping allocation method of carbon allowance under the carbon peak target is proposed. This method follows the practise of the carbon allowance management organization to set flexible standards, which allow each province to compete for carbon quotas in such a manner as to maximize its own interests, and the resultant grouping allocation combines provinces' different preferences for allocation criteria into an organic whole. Compared with the unified standard, the flexible standards are more in line with China's actual situation where the socioeconomic development model and level vary from province to province. This paper makes an empirical analysis on the carbon allowance allocation of 30 provinces and regions in China, which provides a reference for the quantitative management, the decomposition of provincial responsibilities and the "common but differentiated" zoning management and control of the China's carbon peak goal.

Key words: peak carbon dioxide emissions, carbon allowance, competitive grouping allocation

王洁方, 魏佳丽, 郭清娥, 胡沛枫. 碳达峰目标下我国省域碳配额的竞争性分组配置方法研究[J]. 管理评论, 2023, 35(11): 36-44.

Wang Jiefang, Wei Jiali, Guo Qinge, Hu Peifeng. Study on Competitive Grouping Allocation of China's Provincial Carbon Quota under the Goal of Carbon Peak[J]. Management Review, 2023, 35(11): 36-44.

参考文献

[1] Janssen M., Rotmans J. Allocation of Fossil CO₂ Emissions Rights Quantifying Cultural Perspectives[J]. Ecological Economics, 1995,13(1):65-79
[2] Miketa A., Schrattenholzer L. Equity Implications of Two Burden-sharing Rules for Stabilizing Greenhouse-gas Concentrations[J]. Energy Policy, 2004,34(7):877-891
[3] 王慧慧,刘恒辰,何霄嘉,等. 基于历史累计碳排放视角的碳排放公平性研究[J]. 中国人口·资源与环境, 2016,26(S1):22-25
[4] 夏炎,吴洁. 中国碳生产率减排目标分配机制研究——基于不同环境责任界定视角[J]. 管理评论, 2018,30(5):137-147
[5] 方恺,张琦峰,叶瑞克,等. 巴黎协定生效下的中国省际碳排放权分配研究[J]. 环境科学学报, 2018,38(3):1224-1234
[6] 王勇,程瑜,杨光春,等. 2020和2030年碳强度目标约束下中国碳排放权的省区分解[J]. 中国环境科学, 2018,38(8):3180-3188
[7] 孙耀华,何爱平,彭硕毅,等. 碳强度减排指标约束下碳排放权的省际分配效率研究[J]. 统计与信息论坛, 2019,34(6):74-81
[8] 向仙虹,孙慧. 资源禀赋、产业分工与碳排放损益偏离[J]. 管理评论, 2020,32(12):86-100
[9] 潘晨,李善同,何建武,等. 考虑省际贸易结构的中国碳排放变化的驱动因素分析[J]. 管理评论, 2023,35(1):3-15
[10] 刘红光,张子孟,郭杰. 中国区域间价值链中隐含的碳排放转移研究[J]. 管理评论, 2021,33(9):58-64
[11] Kvrndokk S. Tradeable CO₂ Emission Permits:Initial Distribution as a Justice Problem[J]. Environmental Values, 1995,4(2):129-148
[12] Dwyer J. One World:The Ethics of Globalization[J]. Bulletin of the World Health Organization, 2003,81(2):585-586
[13] Shue H. Global Environment and International Inequality[J]. International Affairs, 1999,75(3):531-545
[14] Bohm P., Larsen B. Fairness in a Tradeable-permit Treaty for Carbon Emissions Reductions in Europe and the Former Soviet Union[J]. Environmental and Resource Economics, 1994,4(3):219-239
[15] 潘伟,潘武林. 基于能源效率的中国省际碳排放权分配研究[J]. 软科学, 2018,32(6):45-48
[16] 钱浩祺,吴力波,任飞州. 从"鞭打快牛"到效率驱动:中国区域间碳排放权分配机制研究[J]. 经济研究, 2019,54(3):86-102
[17] 王文举,陈真玲. 中国省级区域初始碳配额分配方案研究——基于责任与目标、公平与效率的视角[J]. 管理世界, 2019,35(3):81-98
[18] Kong Y. C., Zhao Y., Rong C. C. Allocation of Carbon Emission Quotas in Chinese Provinces Based on Equality and Efficiency Principles[J]. Journal of Cleaner Production, 2019,211:222-232
[19] Sun H. P., Tariq G., Chen H., et al. Allocation of Carbon Emission Quotas to Chinese Power Enterprises[J]. Energy Procedia, 2018,152(10):115-124
[20] 吴洁,范英,夏炎,等. 碳配额初始分配方式对我国省区宏观经济及行业竞争力的影响[J]. 管理评论, 2015,27(12):18-26
[21] 田云,陈池波. 基于碳排放权分配的中国省域碳减排奖惩方案[J]. 中国人口·资源与环境, 2020,30(11):54-62
[22] Wu Q., Zhang H. J. Research on Optimization Allocation Scheme of Initial Carbon Emission Quota from the Perspective of Welfare Effect[J]. Energies, 2019,12(11):1-27
[23] 杨超,吴立军,李江风,等. 公平视角下中国地区碳排放权分配研究[J]. 资源科学, 2019,41(10):1801-1813
[24] 刘晓. 基于公平与发展的中国省区碳排放配额分配研究[J]. 系统工程, 2016,34(2):64-69
[25] 王文举. 中国碳排放总量确定、指标分配、实现路径机制设计综合研究[M]. 北京:首都经济贸易大学出版社, 2018
[26] 李陶,陈林菊,范英. 基于非线性规划的我国省区碳强度减排配额研究[J]. 管理评论, 2010,22(6):54-60