高专利密集度制造业绿色创新路径演化分析——知识产权保护强度视角

摘要/Abstract

摘要： 针对目前对高专利密集度制造业绿色创新路径的忽视,为推动制造业绿色创新发展,以企业异质性、不同创新路径资本投入差异性与企业产品可替代性为前提,构建政府知识产权保护强度变动下高专利密集度制造业企业绿色创新路径选择的演化博弈模型,并对演化策略、演化路径进行稳定性分析与数值仿真分析。结果表明:为获得竞争优势,企业会根据知识产权保护强度对企业绿色创新路径进行合理选择。知识产权保护强度对企业绿色创新路径选择作用明显,随着知识产权保护强度的提高,选择绿色自主创新路径的企业比例上升;当绿色自主创新为企业带来最低净收益为正值时,企业群体会向全部进行绿色自主创新的“理想状态”演化。不同创新能力的企业在创新路径选择过程中存在差异,创新优势企业选择绿色自主创新的意向更强,演化速度更快,创新劣势企业向绿色模仿创新演化速度更快。

关键词: 知识产权保护强度, 演化博弈, 绿色自主创新, 绿色模仿创新

Abstract: Aiming at the green innovation path of highly patent-intensive manufacturing that existing researches neglect, we construct an evolutionary game model of green innovation path selection for highly patent-intensive manufacturing enterprises exposed to changing intensity of government protection of intellectual property protection based on the heterogeneity of enterprises, the difference of capital investment in different innovation paths and the substitutability of enterprise products, and conduct a stability analysis and numerical simulation analysis on the evolution strategies and evolution paths, so as to promote green innovation of China’ s manufacturing enterprises. The results show that enterprises will make reasonable choices of green innovation path based on government regulations to gain a competitive advantage. The intensity of intellectual property protection has a significant impact on enterprises’ choice of green innovation paths. With the increase in the intensity of intellectual property protection, more enterprises begin to choose independent green innovation paths. When the minimum net benefits brought by independent green innovation to enterprises becomes positive, enterprises will all pursue independent green innovation and this is an desired ideal state. Enterprises with different innovation capabilities may act differently in choosing innovation path. Specifically, enterprises with innovative advantages have a stronger intention to choose independent green innovation and evolve faster, while enterprises with innovative disadvantages have a faster evolution to green innovation imitation.

Key words: intensity of intellectual property protection, evolutionary game, independent green innovation, green innovation imitation

肖振红, 李炎. 高专利密集度制造业绿色创新路径演化分析——知识产权保护强度视角[J]. 管理评论, 2022, 34(11): 88-98.

Xiao Zhenhong, Li Yan. Analysis on the Evolution of Green Innovation Path of Highly Patent-intensive Manufacturing——Perspective of the Intensity of Intellectual Property Protection[J]. Management Review, 2022, 34(11): 88-98.

参考文献

[1] 赵文. 中国专利密集型产业2030增长预测及高质量发展思路[J]. 北京工业大学学报, 2019,19(2):9-17
[2] 侯建,陈恒. 中国高专利密集度制造业技术创新绿色转型绩效及驱动因素研究[J]. 管理评论, 2018,30(4):59-69
[3] Saunila M, Ukko J., Rantala T. Sustainability as a Driver of Green Innovation Investment and Exploitation[J]. Journal of Cleaner Production, 2018,179(4):631-641
[4] Sun L., Miao C., Yang L. Ecological-Economic Efficiency Evaluation of Green Technology Innovation in Strategic Emerging Industries Based on Entropy Weighted TOPSIS Method[J]. Ecological Indicators, 2017,73:554-558
[5] Luo L., Liang S. Study on the Efficiency and Regional Disparity of Green Technology Innovation in China's Industrial Companies[J]. Chinese Journal of Population Resources and Environment, 2016,14(4):262-270
[6] Lauwersl L. Justifying the Incorporation of the Materials Balance Principle into Frontier-based Eco-efficiency Models[J]. Ecological Economics, 2009,68(6):1605-1614
[7] Horbach J., Rammer C., Rennings K. Determinants of Ecoinnovations by Type of Environmental Impact——The Role of Regulatory Push/Pull, Technology Push and Market Pull[J]. Ecological Economics, 2012,(78):112-122
[8] Lin H., Zeng S. X., Ma H. Y., et al. Can Political Capital Drive Corporate Green Innovation? Lessons from China[J]. Journal of Cleaner Production, 2014,(64):63-72
[9] Buysse K., Verbeke A. Proactive Environmental Strategies:A Stakeholder Management Perspective[J]. Strategic Management Journal, 2003,24(5):453-470
[10] 毛蕴诗,王婧. 企业社会责任融合、利害相关者管理与绿色产品创新——基于老板电器的案例研究[J]. 管理评论, 2019, 31(7):149-161
[11] Zhang T., Gensler S., Garcia R. A Study of the Diffusion of Alternative Fuel Vehicles:An Agent-Based Modeling Approach[J]. Journal of Product Innovation Management, 2011,28(2):152-168
[12] De Jonge A. M. Eco-efficiency Improvement of a Crop Protection Product:The Perspective of the Crop Protection Industry[J]. Crop Protection, 2004,23(12):1177-1186
[13] Gee S., Mcmeekin A. Eco-innovation Systems and Problem Sequences:The Contrasting Cases of US and Brazilian Biofuels[J]. Industry and Innovation, 2011,18(3):301-315
[14] Oltra V., Saint J. M. Sectoral Systems of Environmental Innovation:An Application to the French Automotive Industry[J]. Technological Forecasting and Social Change, 2009,76(4):567-583
[15] 王彩明,李健. 中国区域绿色创新绩效评价及其时空差异分析——基于2005-2015年的省际工业企业面板数据[J]. 科研管理, 2019,40(6):29-42
[16] Cooke P. Regional Innovation Systems:Development Opportunities from the ‘Green Turn'[J]. Technology Analysis & Strategic Management, 2010,22(7):831-844
[17] Kemp R. Ten Themes for Eco-innovation Policies in Europe[J]. Sapiens, 2011,4(2):224-231
[18] Huber J. Pioneer Countries and the Global Diffusion of Environmental Innovations:Theses from the Viewpoint of Ecological Modernisation Theory[J]. Global Environmental Change, 2008,18(3):360-367
[19] 唐未兵,傅元海,王展祥. 技术创新、技术引进与经济增长方式转变[J]. 经济研究, 2014,49(7):31-43
[20] 杨朝均,刘冰,毕克新. FDI技术溢出对工业企业绿色创新路径演化的影响研究——基于演化博弈模型[J]. 管理评论, 2020,32(12):146-155
[21] 金碚. 全球化新时代的中国产业转型升级[J]. 中国工业经济, 2017,(3):41-46
[22] 张璐,赵爽,长青,等. 跨越组织层级的鸿沟:企业创新能力动态构建机制研究[J]. 管理评论, 2019,31(12):287-300
[23] 杨水利,杨祎. 技术创新模式对全球价值链分工地位的影响[J]. 科研管理, 2019,40(12):11-20
[24] 张杰,郑文平. 全球价值链下中国本土企业的创新效应[J]. 经济研究, 2017,52(3):151-165
[25] 曹霞,张路蓬. 环境规制下企业绿色技术创新的演化博弈分析——基于利益相关者视角[J]. 系统工程, 2017,35(2):103-108
[26] Kemp R. Environmental Policy and Technical Change:A Comparison of the Technological Impact of Policy Instruments[M]. England:Edawrd Elgar Publishing, 1997
[27] Cole M., Elliott R., Okubo T. Trade, Environmental Regulations and Industrial Mobility:An Industry-Level Study of Japan[J]. Ecological Economics, 2010,69(10):1995-2002
[28] Song M., Xie Q., Wang S., et al. Trade, Could Environmental Regulation and R&D Tax Incentives Affect Green Product Innovation?[J]. Journal of Cleaner Production, 2020,258:120849
[29] Porta R. L., De Silanes F., Shleifer A., et al. Legal Determinants of External Finance[J]. Journal of Finance, 1997,(52):1131-1150
[30] Porta R. L., De Silanes F., Shleifer A., et al. Law and Finance[J]. Journal of Political Economy, 1998,(106):1113-1155
[31] 吴超鹏,唐菂. 知识产权保护执法力度、技术创新与企业绩效——来自中国上市公司的证据[J]. 经济研究, 2016,51(11):125-139
[32] Brent B. A., Walter G. P. The Influence of Patent Protection on Firm Innovation Investment in Manufacturing Industries[J]. Journal of International Management, 2007,13(2):91-109
[33] 尹志锋,叶静怡,黄阳华,等. 知识产权保护与企业创新:传导机制及其检验[J]. 世界经济, 2013,36(12):111-129
[34] Fang L. H., Lerner J., Wu C. Intellectual Property Rights Protection, Ownership, and Innovation:Evidence from China[J]. The Review of Financial Studies, 2017,30(7):2446-2477
[35] 徐建中,贯君,朱晓亚. 政府行为对制造企业绿色创新模式选择影响的演化博弈研究[J]. 运筹与管理, 2017,26(9):68-77
[36] Piot-Lepetit I. Technological Externalities and Environmental Policy How to Simulate Manure Management Regulation within a DEA Framework[J]. Annals of Operations Research, 2014,214(1):31-48