国家科技进步奖激励了企业技术创新吗？

摘要/Abstract

摘要： 探究国家科技奖励激励企业技术创新的机制对完善我国科技奖励机制具有重要的理论价值和现实意义。本文基于奖励理论和背书效应，探究国家科技进步奖对企业技术创新的激励效应以及市场经济体制下企业经济绩效反馈、区域市场化程度对国家科技进步奖与企业技术创新之间关系的调节作用。以2008—2020年上市公司为样本，采用多期双重差分模型进行实证检验，旨在补充现有国家激励企业技术创新政策研究，为完善我国科技奖励制度提供理论支撑。研究发现：①国家科技进步奖能够激励企业技术创新，且奖项等级越高，越有利于技术创新。②企业经济绩效反馈并未强化企业获得国家科技进步奖及奖项等级对技术创新的激励作用。③区域市场化程度削弱了企业获得国家科技进步奖及奖项等级对技术创新的激励作用。

关键词: 国家科技进步奖, 经济绩效反馈, 区域市场化程度, 企业技术创新

Abstract: It is of great theoretical value and practical significance to explore the mechanism of how State Science and Technology Award stimulates firms’ technological innovation. Based on the science and technology award theory and endorsement effect theory, this paper explores the incentive effect of State Science and Technology Progress Award on firms’ technological innovation, and the moderating effects of firms’ economic performance feedback and marketization degree on the relationship between State Science and Technology Progress Award and firms’ technological innovation under the market economy system. Taking publicly listed companies from 2008 to 2020 as samples, this paper makes an empirical test by using staggered difference in differences model, aiming at supplementing the existing national policy research on encouraging firms’ technological innovation and providing theoretical support for perfecting China’s Science and Technology Awards system. The findings are as follows. First, the State Science and Technology Progress Award can stimulate technological innovation of firms by emphasizing honor incentive and endorsement effect, and the higher the award level, the better it is for firms’ technological innovation. Second, the feedback of firms’ economic performance does not strengthen the positive incentive effect of firms’ winning the State Science and Technology Progress Award and the award level on technological innovation. Third, the degree of marketization weakens the positive incentive effect of firms’ winning the State Science and Technology Progress Award and the award level on technological innovation.

Key words: State Science and Technology Award, economic performance feedback, degree of marketization, technological innovation

陈灵芝, 孙玉涛, 张瑛. 国家科技进步奖激励了企业技术创新吗？[J]. 管理评论, 2026, 38(4): 93-103.

Chen Lingzhi, Sun Yutao, Zhang Ying. Does the State Science and Technology Progress Award Inspire the Technological Innovation of Firms?[J]. Management Review, 2026, 38(4): 93-103.

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