民营企业的创新投入与创新效率——基于微观创新调查数据的实证分析

摘要/Abstract

摘要： 民营企业通常被认为是一种保守的企业组织形式。但一些民营企业也成为世界上最具创新性的企业。本文考察了经济转轨过程中中国民营企业的创新投入与创新效率。从民营企业的基本特征出发,利用一个大规模的微观数据集,本文得到了以下结果:与其他所有制企业比较起来,民营企业对技术创新投入的更少。同时,民营企业的创新效率也更低;市场竞争环境和企业年龄对民营企业的技术创新活动没有明显影响。但政府补贴和加强产学研结合不仅能够促进民营企业创新投入的增加,而且能够推动民营企业创新效率的提高;国有企业的创新投入对民营企业的创新具有正外部性。它不仅对民营企业的创新投入具有杠杆效应,并且通过知识溢出效应提高了民营企业的创新效率。

关键词: 民营企业, 创新投入, 创新效率, 国有企业的正外部性

Abstract: Private enterprises are usually regarded as a conservative form of enterprise organization. However, some private enterprises have become the most innovative enterprises in the world. In this paper, we explore the innovation input and innovation efficiency of Chinese private enterprises in the process of economic transition. Starting from the basic characteristics of private enterprises and using a large-scale micro data set, this paper obtains the following results. Compared with enterprises in other ownership forms, private enterprises invest less in technological innovation. And private enterprises are less efficient in innovation. The market competition and the age of enterprises have no obvious influence on the technological innovation activities of private enterprises, but government subsidies and stronger combination of industry, university and research can not only promote the increase of innovation input of private enterprises, but also promote the improvement of innovation efficiency of private enterprises. The innovation input of state-owned enterprises has positive externality to the innovation of private enterprises. It not only has a crowding effect on the innovation input of private enterprises, but also improves the innovation efficiency of private enterprises through the knowledge spillover effect.

Key words: private enterprises, innovation input, innovation efficiency, positive externality of SOEs

谢斌, 许治, 陈朝月, 吴辉凡. 民营企业的创新投入与创新效率——基于微观创新调查数据的实证分析[J]. 管理评论, 2023, 35(1): 108-120.

Xie Bin, Xu Zhi, Chen Chaoyue, Wu Huifan. The Innovation Input and Innovation Efficiency of Private Enterprises: An Empirical Analysis Based on Micro Innovation Survey Data[J]. Management Review, 2023, 35(1): 108-120.

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