技术融合式创新对产业结构高度化的驱动效应研究——基于垂直式知识溢出视角

管理评论 ›› 2021, Vol. 33 ›› Issue (7): 130-142.

技术融合式创新对产业结构高度化的驱动效应研究——基于垂直式知识溢出视角

周璇¹, 陶长琪²

1. 苏州科技大学商学院, 苏州 215009;
2. 江西财经大学统计学院, 南昌 330013

收稿日期:2018-05-07 出版日期:2021-07-28 发布日期:2021-08-02
通讯作者: 周璇(通讯作者),苏州科技大学商学院讲师,博士
作者简介:陶长琪,江西财经大学统计学院教授,博士生导师,博士。
基金资助:
国家自然科学基金项目（71473109；71773041）；江苏省高校哲学社会科学项目（2018SJA1346）；苏州科技大学科研项目（XKR201906）。

Research on the Driving Effect of Technological Convergence Innovation on the High Level of Industrial Structure: Based on the Perspective of Vertical Knowledge Spillovers

Zhou Xuan¹, Tao Changqi²

1. Business School, Suzhou University of Science and Technology, Suzhou 215009;
2. School of Statistics, Jiangxi University of Finance and Economics, Nanchang 330013

Received:2018-05-07 Online:2021-07-28 Published:2021-08-02

摘要/Abstract

摘要： 本文创新性地提出技术融合式创新的概念，并构建前向知识溢出和后向知识溢出角度的垂直式知识溢出空间权重矩阵和两区制空间计量模型，实证探究技术融合式创新对产业结构高度化的驱动机理和空间效应。结果显示：技术融合式创新具有区域集聚性特征；本区域内技术融合式创新的外部性能显著驱动周边区域的产业结构高度化；省域（除西藏之外的我国30个省份）高技术产业对中低技术产业存在显著的垂直式知识溢出效应。研究结果还表明，省域高技术产业主要通过技术溢出的形式向邻近区域的中低技术产业发生后向知识溢出，促进邻近区域中低技术产业的产业结构高度化；省域中低技术产业主要通过模仿创新的形式吸取邻近区域高技术产业的前向知识溢出外部性，促进中低技术产业的产业结构高度化；制度质量、外贸依存度、R&D人员投入和金融发展度正向作用于技术融合式创新，进而促进产业结构高度化。

关键词: 技术融合式创新, 产业结构高度化, 驱动效应, 垂直式知识溢出, 两区制空间计量模型

Abstract: This paper creatively puts forward the concept of technology integration innovation and constructs a vertical knowledge spillovers spatial weight matrix from the perspective of forward knowledge spillovers and backward knowledge spillovers and a two-regime spatial econometric model to empirically research the driving mechanism and spatial effects of technologically integrated innovation on the heightened industrial structure. The results show that technological integration innovation has regional agglomeration characteristics. The external performance of the technology integration innovation in the region significantly drives the industrial structure heightening of the surrounding area. High-tech industries in the provinces (excluding Tibet) have significant vertical knowledge spillover effects on low- and medium-tech industries. The results also show that provincial high-tech industry incurs backward knowledge spillover to adjacent areas mainly through the form of technology spillovers to promote the industrial structure heightening of low-tech industries in neighboring regions. The provincial low-tech industry incurs forward knowledge spillover to adjacent areas mainly through the form of imitate innovation to promote the industrial structure heightening of high-tech industries in neighboring regions. Institutional quality, foreign trade dependence, investment in R&D staff and financial development degree promote industrial structure heightening through the positive role in technology integration innovation.

Key words: technology integration innovation, industrial structure heightening, driving effect, vertical knowledge spillovers, two-regime spatial econometric model

周璇, 陶长琪. 技术融合式创新对产业结构高度化的驱动效应研究——基于垂直式知识溢出视角[J]. 管理评论, 2021, 33(7): 130-142.

Zhou Xuan, Tao Changqi. Research on the Driving Effect of Technological Convergence Innovation on the High Level of Industrial Structure: Based on the Perspective of Vertical Knowledge Spillovers[J]. Management Review, 2021, 33(7): 130-142.

参考文献

[1] Arrow K. J. The Economic Implications of Learning by Doing[M]. London:Palgrave Macmillan Press, 1971
[2] Glaeser E. L., Scheinkman J. A., Kallal H. D., et al. Growth in Cities[J]. Journal of Political Economy, 1992,100(6):1026-1052
[3] 朱平芳,项歌德,王永水. 中国工业行业间R&D溢出效应研究[J]. 经济研究, 2016,51(11):44-55
[4] Chioi K., Narasimhan R., Kim S. W. Opening the Technological Innovation Black Box:The Case of the Electronics Industry in Korea[J]. European Journal of Operational Research, 2016,250(1):192-203
[5] Karltorp K., Guo S., Sanden B. A. Handling Financial Resource Mobilisation in Technological Innovation Systems:The Case of Chinese Wind Power[J]. Journal of Cleaner Production, 2017,142:3872-3882
[6] Li K., Lin B. Economic Growth Model, Structural Transformation, and Green Productivity in China[J]. Applied Energy, 2017, 187:489-500
[7] 张德茗,谢葆生. 理工农医类高校R&D投入对企业技术创新的知识溢出效应分析[J]. 科研管理, 2014,35(10):136-143
[8] Grillitsch M., Nilsson M. Innovation in Peripheral Regions:Do Collaborations Compensate for a Lack of Local Knowledge Spillovers?[J]. The Annals of Regional Science, 2015,54(1):299-321
[9] Qiu S., Liu X., Gao T. Do Emerging Countries Prefer Local Knowledge or Distant Knowledge? Spillover Effect of University Collaborations on Local Firms[J]. Research Policy, 2017,46(7):1299-1311
[10] 周叔莲,王伟光. 科技创新与产业结构优化升级[J]. 管理世界, 2001,(5):70-78+89-216
[11] 陶长琪,彭永樟. 经济集聚下技术创新强度对产业结构升级的空间效应分析[J]. 产业经济研究, 2017,(3):91-103
[12] 徐建中,徐莹莹. 企业协同能力、网络位置与技术创新绩效——基于环渤海地区制造业企业的实证分析[J]. 管理评论, 2015,27(1):114-125
[13] Liao T. J., Chen M. C. Can Foreign Firms Inhibit Knowledge Spillover to Local Firms? The Role of Innovation Capabilities and Tacit Knowledge[J]. Advances in Management and Applied Economics, 2015,5(3):121-140
[14] 刘友金. 集群式创新与创新能力集成——一个培育中小企业自主创新能力的战略新视角[J]. 中国工业经济, 2006, (11):22-29
[15] Ropera S., Du J., Love J. H. Modelling the Innovation Value Chain[J]. Research Policy, 2008,37(6):961-977
[16] 陶长琪,周璇. 环境规制与技术溢出耦联下的省域技术创新能力评价研究[J]. 科研管理, 2016,37(9):28-38
[17] Kugler M. Spillovers from Foreign Direct Investment:Within or between Industries?[J]. Journal of Development Economics, 2006,80(2):444-477
[18] 王然,燕波,邓伟根. FDI对我国工业自主创新能力的影响及机制——基于产业关联的视角[J]. 中国工业经济, 2010, (11):16-25
[19] Jaffe A. B. Technological Opportunity and Spillovers of R&D:Evidence from Firms' Patents, Profits and Market Value[J]. American Economic Review, 1986,76(5):984-1001
[20] 赵增耀,王喜. 产业竞争力、企业技术能力与外资的溢出效应——基于我国汽车产业吸收能力的实证分析[J]. 管理世界, 2007,(12):58-66
[21] Higon D. A. The Impact of R&D Spillovers on UK Manufacturing TFP:A Dynamic Panel Approach[J]. Research Policy, 2007, 36(7):964-979
[22] 严海宁,朱劲松. 过程创新和产品创新的市场竞争程度分析——基于我国工业企业的实证研究[J]. 太原理工大学学报(社会科学版), 2008,38(3):14-18
[23] 刘伟,张辉,黄泽华. 中国产业结构高度与工业化进程和地区差异的考察[J]. 经济学动态, 2008,(11):4-8
[24] 干春晖,郑若谷,余典范. 中国产业结构变迁对经济增长和波动的影响[J]. 经济研究, 2011,46(5):4-16
[25] 韩永辉,黄亮雄,王贤彬. 产业结构优化升级改进生态效率了吗?[J]. 数量经济技术经济研究, 2016,33(4):40-59
[26] Chenery H. B., Robinson S., Syrquin M. Industrialization and Growth[M]. Oxford:Oxford University Press, 1986
[27] Xu B. Multinational Enterprises, Technology Diffusion, and Host Country Productivity Growth[J]. Journal of Development Economics, 2000,62(2):477-493
[28] 樊纲,王小鲁,张立文,等. 中国各地区市场化相对进程报告[J]. 经济研究, 2003,(3):9-18
[29] Glaser E. L., Portor R. L., Lopez F., et al. Do Institutions Cause Growth?[J]. Journal of Economic Growth, 2004,9(3):271-303
[30] 石明虹,胡茉. 集群式创新的路径选择研究[J]. 科学学与科学技术管理, 2013,34(11):53-59
[31] Fan C. S., Hu Y. Foreign Direct Investment and Indigenous Technological Efforts:Evidence From China[J]. Economics Letters, 2007,96(2):253-258
[32] 付宏,毛蕴诗,宋来胜. 创新对产业结构高级化影响的实证研究——基于2000-2011年的省际面板数据[J]. 中国工业经济, 2013,(9):56-68
[33] Lee L., Yu J. Efficient GMM Estimation of Spatial Dynamic Panel Data Models with Fixed Effects[J]. Journal of Econometrics, 2014,180(2):174-197