制度环境不确定性对企业纵向整合模式的影响机制：认知偏差与动态能力的作用

摘要/Abstract

摘要：

企业面临的环境动态性、复杂性和不确定性越高，管理者认知和企业动态能力越重要。本文初步开发了制度环境不确定性量表，并以中国境内的170家纵向整合企业为研究对象，分别考察了过度自信、控制幻觉和行为约束三种管理者认知偏差和企业动态能力对制度环境不确定性与企业纵向整合模式选择的影响的调节机制和中介作用。研究结果表明：（1）制度环境不确定性与企业纵向整合模式中的资源承诺、控制程度和投资比例的大小负相关；（2）控制幻觉和行为约束两种认知偏差对制度环境不确定性与企业纵向整合模式间的关系具有调节作用，而过度自信对制度环境不确定性与企业纵向整合模式间关系的调节效应不显著；（3）动态能力对制度环境不确定性与企业纵向整合模式的中介效应不显著。

关键词: 制度环境不确定性, 企业纵向整合, 认知偏差, 动态能力, 制度理论

Abstract:

The higher environmental dynamics, complexity and uncertainty a firm faces, the more important its manager's cognition and the firm's dynamic capabilities will be. In this paper, the institutional environment uncertainty scale is developed, and 170 firms' vertical integration operating in China are selected as the research object to investigate the adjustment mechanism of the influence of three types of managers' cognitive bias:over-confidence, control illusion and behavior restrain, on the relationship of institutional environment uncertainty and firm vertical integration models choice, and the mediating role of dynamic ability is explored. Through the research work above, this study obtains the following conclusions. First, institutional environment uncertainty has negative influences on the level of resource commitment, control, and equity ownership. Second, both control illusion and behavior restrain moderate the relationship of institutional environment uncertainty and firm vertical integration models choice while the effect of over-confidence is not significant. Finally, the dynamic capability does not significantly mediate the relationship between institutional environment uncertainty and firm vertical integration model choice.

Key words: institutional environment uncertainty, vertical integration, cognitive bias, dynamic capability, institutional theory

吴小节, 陈晓纯, 彭韵妍, 汪秀琼. 制度环境不确定性对企业纵向整合模式的影响机制：认知偏差与动态能力的作用[J]. , 2019, 31(6): 169-185.

Wu Xiaojie, Chen Xiaochun, Peng Yunyan, Wang Xiuqiong. Institutional Environmental Uncertaintyand Firm's Vertical Integration Model: The Role of Cognitive Bias and Dynamic Capability[J]. , 2019, 31(6): 169-185.

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