管理评论 ›› 2026, Vol. 38 ›› Issue (6): 270-288.

• 案例研究 • 上一篇    

基于战略变革过程的认知合法性重构研究:悖论均衡视角

曲廷琛1, 林海芬2, 高雨辰3   

  1. 1. 燕山大学经济管理学院, 秦皇岛 066000;
    2. 大连理工大学经济管理学院, 大连 116024;
    3. 清华大学公共管理学院, 北京 100084
  • 收稿日期:2022-08-23 发布日期:2026-07-08
  • 作者简介:曲廷琛,燕山大学经济管理学院讲师,博士;林海芬(通讯作者),大连理工大学经济管理学院教授,博士;高雨辰,清华大学公共管理学院副教授,博士。
  • 基金资助:
    国家社会科学基金重大项目(25&ZD179)。

Research on Cognitive Legitimacy Reconstruction in the Process of Firm Strategic Change: The Perspective of Organizational Paradox Equilibrium

Qu Tingchen1, Lin Haifen2, Gao Yuchen3   

  1. 1. School of Economics and Management, Yanshan University, Qinhuangdao 066000;
    2. School of Economics and Management, Dalian University of Technology, Dalian 116024;
    3. School of Public Policy and Management, Tsinghua University, Beijing 100084
  • Received:2022-08-23 Published:2026-07-08

摘要: 认知合法性缺失代表组织不再被顾客等利益相关者认同,属于重要的战略问题,需要通过调整战略定位等手段迎合顾客等的偏好,从而重新构建认知合法性解决。过程中存在各类组织模式和行动的转变,通过协调诸多矛盾关系实现,其中涉及众多悖论均衡问题。鉴于此,本研究将悖论均衡作为理论视角,采用单案例研究方法,探究组织基于战略变革过程如何重新构建认知合法性。研究发现,基于战略变革过程的认知合法性重构经历了认知合法性缺失、认知合法性组织内部建构和认知合法性组织外部共识化三个阶段,涉及识别认知合法性缺失问题、设定新合法性阈值、跨越新合法性阈值和推广新合法性阈值四个关键步骤;四个步骤基于“利益-责任”“利用式创新-探索式创新”和“竞争-合作”三对悖论之间存在的接续式引发关系,接续经历“隐匿—凸显—再隐匿”的状态变化实现;新需求促使悖论从隐匿状态变为凸显状态,包含着组织需要解决的发展问题,悖论从凸显状态重新回到隐匿状态,代表对应的发展问题被解决,主要通过融合、空间分离和业务分离等悖论均衡策略实现。

关键词: 悖论均衡, 认知合法性, 合法性阈值跨越, 战略变革, 案例研究

Abstract: The loss of cognitive legitimacy signifies an organization’s failure to be recognized by stakeholders such as customers, which constitutes a critical strategic issue. This requires rebuilding cognitive legitimacy by adjusting strategic positioning and other means to align with customer preferences. The process involves transformations in various organizational models and actions, achieved through the coordination of numerous conflicting relationships, which entails resolving multiple paradoxical equilibrium issues. Given this, this study adopts the paradoxical equilibrium as a theoretical lens and employs a single-case study approach to explore how organizations reconstruct cognitive legitimacy through strategic change processes. Research reveals that the reconstruction of cognitive legitimacy based on strategic change processes unfolds in three stages: cognitive legitimacy deficit, internal organizational construction of cognitive legitimacy, and external consensus-building of cognitive legitimacy. This involves four critical steps: identifying cognitive legitimacy deficits, establishing new legitimacy thresholds, crossing new legitimacy thresholds, and promoting new legitimacy thresholds; The four steps are based on the successive triggering relationship between the paradox of “profit-responsibility”, the paradox of “exploration-exploitation” and the paradox of “competition-cooperation”, whereby the succession is realized through the change of state “hidden-highlighted-hidden again”; Emerging demands propel paradoxes from latent to manifest states, revealing developmental challenges that organizations must address. Paradox’s transition back from manifest to latent states signifies the resolution of corresponding developmental issues-primarily achieved through paradox equilibrium strategies such as integration, spatial separation, and operational separation.

Key words: paradoxical equilibrium, cognitive legitimacy, legitimacy threshold crossing, strategic change, case study