双重制度逻辑下航空制造业如何产生颠覆性创新——基于创新生态系统视角

摘要/Abstract

摘要： 航空制造业实现颠覆性创新对我国国防工业及国家工业能力提升具有重要的意义。基于创新生态系统视角，揭示双重制度逻辑下航空制造业产生颠覆性创新的机理。研究发现：在系统奠基期，以政府逻辑为主导，系统内创新主体数量少而分散，以政府主导下的被动合作为主，并在模仿基础上进行技术本土化与创新，实现中国航空制造业从零到一的颠覆性突破。在系统构建期，政府逻辑占主导，市场逻辑开始导入，系统内主要成员间层级结构与产业集群初步形成，使得颠覆性创新成果数量稳定增长。在系统发展期，政府逻辑与市场逻辑共同发挥作用，以核心企业为中心的产业集群迅速发展，颠覆性创新成果规模扩大，创新性强。在系统提升期，市场逻辑占据主导地位，系统内形成复杂的研发合作网络，颠覆性创新成果爆发式增长。研究成果既丰富了创新生态系统理论和颠覆性创新理论，也对中国航空制造业颠覆性创新具有重要的借鉴价值。

关键词: 颠覆性创新, 创新生态系统, 制度逻辑, 航空制造业

Abstract: The realization of disruptive innovation in the aviation manufacturing industry is of great significance to the improvement of China’s national defense industry and national industrial capacity. From the perspective of the innovation ecosystem, this study reveals the mechanism of disruptive innovation in the aviation manufacturing industry under a dual institutional logic. The findings show that, during the system’s foundation stage, government logic dominates, with few and dispersed innovation entities mainly engaging in passive, government-led collaboration. This phase emphasizes localization and innovation based on imitation, achieving a breakthrough from zero to one in China’s aviation manufacturing industry. In the system-building stage, government logic remains dominant, while market logic begins to be integrated, leading to the formation of hierarchical structures and initial industry clusters among key members within the system, resulting in steady growth in disruptive innovation outcomes. In the system development stage, both government and market logic play significant roles, with rapid growth of industry clusters centered around core enterprises, leading to an increase in the scale and strength of disruptive innovations. Finally, in the system enhancement stage, market logic takes the lead, fostering a complex R&D collaboration network, which drives explosive growth in disruptive innovation outcomes. These findings not only enrich innovation ecosystem theory and disruptive innovation theory, but also provide valuable insights for disruptive innovation in China’s aviation manufacturing industry.

Key words: disruptive innovation, innovation ecosystem, institutional logic, aviation manufacturing industry

林艳, 韩文棋, 鹿泽伦. 双重制度逻辑下航空制造业如何产生颠覆性创新——基于创新生态系统视角[J]. 管理评论, 2026, 38(4): 275-288.

Lin Yan, Han Wenqi, Lu Zelun. How to Create Disruptive Innovation in Aviation Manufacturing Industry under a Dual Institutional Logic—Based on the Perspective of Innovation Ecosystem[J]. Management Review, 2026, 38(4): 275-288.

参考文献

[1] 刘海兵,刘洋,黄天蔚. 数字技术驱动高端颠覆性创新的过程机理:探索性案例研究[J]. 管理世界, 2023,39(7):63-81 Liu H. B., Liu Y., Huang T. W. The Process and Mechanism of Digital Technology Driving High-end Disruptive Innovation: An Exploratory Case Study[J]. Journal of Management World, 2023,39(7):63-81
[2] 欧阳桃花,曾德麟. 中国商用客机后发技术追赶模式研究:复杂系统管理视角[J]. 管理评论, 2023,35(6):323-334 Ouyang T. H., Zeng D. L. Research on Technology Catch-up Mode of Commercial Aircraft Led by Latecomer Enterprise: From Complex System Management Perspective[J]. Management Review, 2023,35(6):323-334
[3] 宋娟,谭劲松,王可欣,等. 创新生态系统视角下核心企业突破关键核心技术“卡脖子”——以中国高速列车牵引系统为例[J]. 南开管理评论, 2023,26(5):4-15 Song J., Tan J. S., Wang K. X., et al. Removing Bottlenecks in Critical Core Technologies from the Perspective of Innovation Ecosystem: A Case Study of China’s High-speed Train Traction System[J]. Nankai Business Review, 2023,26(5):4-15
[4] 柳卸林,常馨之,董彩婷. 构建创新生态系统,实现核心技术突破性创新——以IMEC在集成电路领域创新实践为例[J]. 科学学与科学技术管理, 2021,42(9):3-18 Liu X. L., Chang X. Z., Dong C. T. Build an Ecosystem, Realize Breakthrough Innovation in Core Technology Fields: Take IMEC’s Practice in the Semiconductor Field as an Example[J]. Science of Science and Management of S.& T., 2021,42(9):3-18
[5] 束超慧,王海军,金姝彤,等. 人工智能赋能企业颠覆性创新的路径分析[J]. 科学学研究, 2022,40(10):1884-1894 Shu C. H., Wang H. J., Jin S. T., et al. Analysis on the Path of Disruptive Innovation Enabled by Artificial Intelligence[J]. Studies in Science of Science, 2022,40(10):1884-1894
[6] Christensen C. M., Raynor M., McDonald R. What Is Disruptive Innovation？[J]. Harvard Business Review, 2015,93（12）:44-53
[7] Christensen C. M., McDonald R., Altman E. J., et al. Disruptive Innovation: An Intellectual History and Directions for Future Research[J]. Journal of Management Studies, 2018,55(7):1043-1078
[8] Tabbah R., Maritz A. Demystifying Disruptive Innovation Phenomenon: Economic and Societal Impacts[J]. Revista de Cercetare Si Interventie Sociala, 2019,64:9-24
[9] Kemeny T., Petralia S., Storper M. Disruptive Innovation and Spatial Inequality[J]. Regional Studies, 2025,59:2076824
[10] Mahto R. V., Belousova O., Ahluwalia S. Abundance—A New Window on how Disruptive Innovation Occurs[J]. Technological Forecasting and Social Change, 2020,155:119064
[11] Nagy D., Schuessler J., Dubinsky A. Defining and Identifying Disruptive Innovations[J]. Industrial Marketing Management, 2016,57:119-126
[12] Preißner S., Raasch C., Schweisfurth T. When Necessity Is the Mother of Disruption: Users versus Producers as Sources of Disruptive Innovation[J]. Journal of Product Innovation Management, 2024,41(1):62-85
[13] Kraus S., Vonmetz K., Bullini Orlandi L., et al. Digital Entrepreneurship: The Role of Entrepreneurial Orientation and Digitalization for Disruptive Innovation[J]. Technological Forecasting and Social Change, 2023,193:122638
[14] 焦豪,杨季枫. 数字技术开源社区的治理机制:基于悖论视角的双案例研究[J]. 管理世界, 2022,38(11):207-231 Jiao H., Yang J. F. The Governance Mechanism of Digital Technology-based Open Source Community: A Comparative Case Study from the Paradox Perspective[J]. Journal of Management World, 2022,38(11):207-231
[15] 张亚莉,李辽辽,卢迪. 元知识开发能力对企业颠覆性创新的影响——资源到能力的视角[J]. 科学学研究, 2023,41(10):1864-1874 Zhang Y. L., Li L. L., Lu D. The Impact of Meta-knowledge Development Capabilities on Disruptive Innovation of Enterprises—From Resources to Capabilities[J]. Studies in Science of Science, 2023,41(10):1864-1874
[16] 武建龙,鲍萌萌,杨仲基. 新兴产业颠覆性创新政策组合作用机制研究:基于创新生态系统视角[J]. 中国软科学, 2023,(7):44-55 Wu J. L., Bao M. M., Yang Z. J. Study on the Effect Mechanism of Innovation Policy Mix on the Disruptive Innovation of Emerging Industry: From Perspective of Innovation Ecosystem[J]. China Soft Science, 2023,(7):44-55
[17] Skaria R., Satam P., Khalpey Z. Opportunities and Challenges of Disruptive Innovation in Medicine Using Artificial Intelligence[J]. The American Journal of Medicine, 2020,133(6):e215-e217
[18] Ho J. C. Disruptive Innovation from the Perspective of Innovation Diffusion Theory[J]. Technology Analysis & Strategic Management, 2022,34(4):363-376
[19] 周常宝,冯志红,林润辉,等. 从产品导向到生态导向:高科技企业创新生态系统的构建——基于大疆的纵向案例[J]. 管理评论, 2023,35(3):337-352 Zhou C. B., Feng Z. H., Lin R. H., et al. From Product Orientation to Ecosystem Orientation: Construction of Innovation Ecosystem of High-tech Enterprises—A Longitudinal Case Study Based on Dajiang[J]. Management Review, 2023,35(3):337-352
[20] Si S., Chen H., Liu W., et al. Disruptive Innovation, Business Model and Sharing Economy: The Bike-Sharing Cases in China[J]. Management Decision, 2021,59(11):2674-2692
[21] Beltagui A., Rosli A., Candi M. Exaptation in a Digital Innovation Ecosystem: The Disruptive Impacts of 3D Printing[J]. Research Policy, 2020,49(1):103833
[22] 夏佳雯,杨爱华. ANT视域下的颠覆性技术创新主体分析[J]. 自然辩证法通讯, 2023,45(1):96-104 Xia J. W., Yang A. H. An Analysis of the Subjects of Disruptive Technological Innovation from the Perspective of ANT[J]. Journal of Dialectics of Nature, 2023,45(1):96-104
[23] Kapetaniou C., Rieple A. The Role of Business Ecosystems in the Building of Disruptive Innovations[J]. Academy of Management Proceedings, 2017,2017(1):15200
[24] Adner R. Match Your Innovation Strategy to Your Innovation Ecosystem[J]. Harvard Business Review, 2006,84(4):98-107
[25] Adner R., Kapoor R. Value Creation in Innovation Ecosystems: How the Structure of Technological Interdependence Affects Firm Performance in New Technology Generations[J]. Strategic Management Journal, 2010,31(3):306-333
[26] Han J., Zhou H., Löwik S., et al. Building and Sustaining Emerging Ecosystems through New Focal Ventures: Evidence from China’s Bike-Sharing Industry[J]. Technological Forecasting and Social Change, 2022,174:121261
[27] 李晓锋. “四链”融合提升创新生态系统能级的理论研究[J]. 科研管理, 2018,39(9):113-120 Li X. F. A Theoretical Study of “Four Chain” Integration to Enhance Innovation Ecosystem Level[J]. Science Research Management, 2018,39(9):113-120
[28] 王歌,覃柳淼,曾赛星,等. 新型举国体制下重大工程创新生态系统的资源配置模式——来自港珠澳大桥技术创新的证据[J]. 管理世界, 2024,40(5):192-211 Wang G., Qin L. M., Zeng S. X., et al. Resource Allocation Patterns of Megaproject Innovation Ecosystems under the New-type System of Nationwide Mobilization: Evidence from the Hong Kong-Zhuhai-Macao Bridge Technological Innovation[J]. Journal of Management World, 2024,40(5):192-211
[29] Jacobides M. G., Cennamo C., Gawer A. Towards a Theory of Ecosystems[J]. Strategic Management Journal, 2018,39(8):2255-2276
[30] 霍影,武建龙. “卡脖子”情境下科技领军企业突破性技术创新路径研究——基于创新生态系统视角[J]. 科学学与科学技术管理, 2024,45(5):163-183 Huo Y., Wu J. L. Research on the Path of Breakthrough Technological Innovation of Science and Technology Leading Enterprise under the Situation of “Strangle Hold”: From the Perspective of Innovation Ecosystem[J]. Science of Science and Management of S.& T., 2024,45(5):163-183
[31] Öberg C. Disruption and the Ecosystem: The Changing Roles of Ecosystem Stakeholders in the Course of Disruption[J]. Technological Forecasting and Social Change, 2023,194:122679
[32] 谭劲松,宋娟,陈晓红. 产业创新生态系统的形成与演进:“架构者”变迁及其战略行为演变[J]. 管理世界, 2021,37(9):167-191 Tan J. S., Song J., Chen X. H. The Formation and Evolution of Industrial Innovation Ecosystem:“Architect” Transition and the Evolution of Its Strategic Behavior[J]. Journal of Management World, 2021,37(9):167-191
[33] Alford R. R., Friedland R. Powers of Theory: Capitalism, The State, and Democracy[M]. Cambridge, UK: Cambridge University Press, 1985
[34] 宋铁波,杨书燕,吴小节. 制度逻辑视角下制造业集群演化与升级机制[J]. 科学学研究, 2023,41(4):623-633 Song T. B., Yang S. Y., Wu X. J. Research on the Mechanism of Manufacturing Cluster Evolution and Upgrading from the Perspective of Institutional Logic[J]. Studies in Science of Science, 2023,41(4):623-633
[35] 苏敬勤,刘畅. 政府驱动逻辑与市场逻辑的关系[J]. 科学学研究, 2019,37(11):1979-1989 Su J. Q., Liu C. The Relationship between Government-driven Logic and Market Logic[J]. Studies in Science of Science, 2019,37(11):1979-1989
[36] 桂黄宝. 企业创新生态系统演化:iOS与Android案例回溯研究[J]. 科技进步与对策, 2017,34(16):76-82 Gui H. B. Research on the Evolution of the Corporate Innovation Ecosystem Based on the Case Study of iOS and Android[J]. Science & Technology Progress and Policy, 2017,34(16):76-82